融跃教育

1.Fundamentals of Probability

2.Common Distributions

3.Descriptive Statistics

4.Inferential statistics

5.Hypothesis testing

6.Correlation analysis

7.Linear regression

FRM与英语(1)

FRM与英语(2)

Grammar(1)

Grammar(2)

Financial Risk

Financial Institute(1)

Financial Institute(2)

Financial Institute(3)

Financial Products(1)

Financial Products(2)

1.Introduction

2.Calculator Version

3.Calculator overview

4.Decimal point setting

5.Priority mode setting

6.Beginning and End mode setting

7.Store and call function

8.Common Clear key

9.Exponential function

10.Logarithm, factorial, permutation and combination function

11.Poisson distribution, binomial distribution function

12.Bond price calculation and date function

13.Time value of money function

14.Practice of time value of money

15.Situations where time value of money does not apply

16.Statistics function

1.Introduction to financial market products

2.Bank

3.Insurance company and fund company

4.OTC and bond

5.Bond

6.Forward and futures

7.Swap

8.Options

1.Definition of bond

2.Face value of bonds

3.Term of repayment/Maturity and Coupon rate

4.Frequency of coupon payment

5.Issue price

6.Repayment and Liquidity

7.Safety/Security and Profitability

8.Divided by issuer

9.Divided by property guarantee

10.Divided by the rate of coupon payment

11.Bonds Versus Stocks

12.Bonds Versus Funds

13.Risks Faced

14.Risk Management

15.Pricing of Bonds

1.Bank Governance Framework

2.Bank operation model

3.Bank financial statement

前言

1-1 Typology of Risks and Risk Interactions

1-2 The Risk Management Process

1-3 quantitative risk metric

1-4 Risk Factor Breakdown and Interactions Between Factors

1-5 Structural Change From Tail Risk to Systemic Crisis

1-6 Human Agency and Conflicts of Interest

1-7 Risk Aggregation

1-8 Balancing Risk and Reward

2-1 Background The Modern Imperative to Manage Risk

2-2 Risk Appetite – What Is It

2-3 Risk Mapping

2-4 Strategy Selection Accept, Avoid, Mitigate, Transfer

2-5 Rightsizing Risk Management

2-6 Risk Transfer Toolbox

2-7 What Can Go Wrong in Corporate Hedging

3-1 The Post-Crisis Regulatory Response

3-2 Infrastructure of Risk Governance

3-3 Risk Appetite Statement

3-4 Implementing Board-Level Risk Governance

3-5 Risk Appetite and Business Strategy The Role of Incentives

3-6 Incentives and Risk-Taking

3-7 The Interdependence of Organizational Units in Risk Governance

3-8 Assessing the Bank’s Audit Function

4-1 Overview of Credit Risk Transfer Mechanisms

4-2 How Credit Risk Transfer Can Be Useful

4-3 The Mechanics of Securitization

4-4 From Buy-and-Hold to Originate-to-Distribution

5-1 Modern Portfolio Theory

5-2 The Capital Asset Pricing Model

5-3 The Capital Market Line and the Security Market Line

5-4 Performance Measures

6-1 The Arbitrage Pricing Theory

6-2 Different Types of Factor Models

7-1 Introduction

7-2 Benefits of Effective Risk Data Aggregation and Reporting

7-3 Key Governance Principles

7-4 Data Architecture and IT Infrastructure

7-5 Characteristics of a Strong Risk Data Aggregation Capability

7-6 Characteristics of Effective Risk Reporting Practices

7-6 Characteristics of Effective Risk Reporting Practices

8-1 ERM What Is It and Why Do Firms Need It

8-2 ERM – A Brief History

8-3 ERM From Vision to Action

8-4 Why Might Enterprise Risk Demand ERM Four key Reasons

8-5 The Critical Importance of Risk Culture

8-6 Scenario Analysis ERM’s Sharpest Blade

9-1 Interest Rate Risk

9-2 Funding Liquidity Risk

9-3 Constructing and Implementing a Hedging Strategy

9-4 Model Risk

9-5 Rogue Trading and Misleading Reporting

9-6 Financial Engineering

9-7 Reputation Risk

9-8 Corporate Governance

9-9 Cyber Risk

10-1 Introduction and Overview

10-2 How It All Started

10-3 The Role of Financial Intermediaries

10-4 Issues with the Rating Agencies

10-5 A Primer on the Short-Term Wholesale Debt Market

10-6 The Liquidity Crunch Hits

10-7 Central Banks to the Rescue

11-1 Introduction Statement

11-2 Rules of Conduct

0-1 Introduction

1-1 Probabilities Concepts

1-2 Total probability and Bayes’ theorem

2-1 Discrete & Continuous Random Variable

2-2 Descriptive Statistics- Four Moments

3-1 Discrete Distribution

3-2 Continuous Distribution

4-1 Discrete Bivariate Random Variable

4-2 Covariance and Correlation

4-3 Independent Identical Distributed

4-4 Cross central moment

5-1 Inferential Statistics

5-2 Properties of Estimators

5-3 LLN and CLT

6-1 Null vs. Alternative hypothesis

6-2 Test statistic

6-3 Mean Tests

6-4 Variance Test

6-5 Type I and Type II Error

7-1 Ordinary Least Squares

7-2 Measuring Model Fit

7-3 OLS Parameter Estimators

7-4 Hypothesis Testing for Regression Coefficients

8-1 Multiple Linear Regression

8-2 Measures of Fit

8-3 Hypothesis Testing in Multiple Linear Regression

8-4 ANOVA

9-1 Omitted Variables

9-2 Heteroskedasticity

9-3 Multicollinearity

9-4 Outliers

9-5 The Bias-Variance Tradeoff

10-1 Cycle

10-2 White Noise and Wold’s Theorem

10-3 AR, MA and ARMA(1)

10-3 AR, MA and ARMA(2)

11-1 Trend and Seasonality

11-2 Random Walk and Unit Roots

12-1 Returns and Volatility

12-2 Measuring Correlations

12-3 The Distribution of Financial Returns

13-1 Simulation Random Variables

13-2 Bootstrapping

14-1 Machine-Learning Methods

15-1 Machine Learning and Prediction

1-1 Types of Banks

1-2 The risk in Banking

1-3 Bank Regulation

1-4 Deposit Insurance

1-5 Investment Banking

1-6 Conflicts of interest

1-7 The Originate-to-Distribute Model

2-1 Categories of insurance companies

2-2 Life Insurance

2-3 Pension Plans

2-4 Property and Casualty Insurance

2-5 Moral hazard and adverse slection

2-6 Regulation

3-1 Mutual funds

3-2 Exchange-Traded Funds

3-3 Undesirable Trading Behavior

3-4 Hedge funds

3-5 Types of Hedge funds

3-6 Research of Returns

4-1 Clearing

4-2 Exchanges

4-3 How CCPs handle Credit Risk

4-4 Over the Counter Markets

5-1 The operation of CCPs

5-2 Regulations of OTC derivatives Markets

5-3 Standard and Non-Standard transactions

5-4 The Move to Central Clearing

5-5 Impacts of Central Clearing on Financial Markets

5-6 Clearing Members and Non-Members

5-7 Advantages and Disadvantages of CCPs

5-8 CCP Risks

6-1 Interest rate＆Compounding

6-2 Spot rates and Forward rates

6-3 Three theories of term structure

6-4 Bond pricing ＆Quotations bond

6-5 Accrued Interest

6-6 Duration and convexity

7-1 Bond issuance

7-2 Bond trading

7-3 Bond indentures

7-4 Types of corporate bonds

7-5 Bonds retiring

7-6 Bond risk

7-7 Recovery rate and Default rate

7-8 High-yield bonds

7-9 Expected return from bond investment

8-1 Derivatives

8-2 Forward and Futures contract

8-3 Swap

8-4 Option

8-5 Market Participants

8-6 Strategies and Payoffs

9-1 Specification of Futures

9-2 Commodity Characteristics

9-3 Basis

9-4 Termination & Delivery

9-5 Margins

9-6 Marking to market

9-7 Trading orders

9-8 Contango and backwardation

10-1 Investment Assets and Consumption Assets

10-2 Short Selling and Short Squeeze

10-3 Forward Pricing

10-4 Arbitrage transaction

10-5 The Value of a Forwards Contract

10-6 Relation between forward and futures prices

11-1 Quotes

11-2 Estimating FX Risk

11-3 Multi-currency heding using options

11-4 Determinations of exchange rates

11-5 Foreign exchange exposure

11-6 Nominal and real interst rates

11-7 Interest rate parity

12-1 Forward Rate Agreements

12-2 T-Bond Futures

12-3 Eurodollar Futures

12-4 Duration-Based Hedging

13-1 Hedges basic

13-2 Basis Risk

13-3 Optimal hedge rations

13-4 Hedge Equity Positions

13-5 Duration-Based Hedging

13-6 Creating long-term hedges

14-1 Interest rate swap

14-2 Currency swap

15-1 Calls and Puts

15-2 Exchange-traded options on stocks

15-3 Option trading

15-4 Margin requirements

15-5 Other option-like securities

16-1 Factors of option price

16-2 Price bounds of options

16-3 Put-call parity

17-1 Simple Strategies

17-2 Spread strategies

17-3 Combination strategies

18-1 Exotic Options

19-1 Mortgages types

19-2 Monthly payments

19-3 Prepayments and factors

19-4 Securitization- MBS

19-5 Agency mortgage-backed securities

19-6 Other Agency Products

19-7 Valuation of an MBS Pool

19-8 Option adjusted spread

科目介绍

1-1 The Mean-Variance Framework

1-2 VaR

1-3 Expected Shortfall

1-4 Coherent Risk Measures

2-1 Historical Simulation

2-2 The Delta-Normal Model

2-3 The Delta-Gamma Model

2-4 Monte Carlo Simulation

3-1 Deviations From Normality

3-2 Historical Standard Deviation Method

3-3 Exponentially Weighted Moving Average Model

3-4 GARCH

3-5 Implied Volatility

3-6 Correlation

4-1 Rating Scales

4-2 Historical Performance

4-3 The Rating Process

4-4 Alternative to Ratings

4-5 Internal Ratings

4-6 Ratings Transitions

4-7 The Rating of Structured Products

5-1Evaluation of Risk

5-2 Total Risk

5-3 Sovereign Credit Risk

5-4 Sovereign Credit Rating

5-5 Sovereign Default Spread

6-1 Background

6-2 The Mean and Standard Deviation of Credit losses

6-3 The Gaussian Copula Model

6-4 The Vasicek Model

6-5 Creditmetrics

6-6 Risk Allocation

6-7 Challenges

7-1 large Risks

7-2 Measure of Operational Risk Capital - BIA

7-3 Measure of Operational Risk Capital - SA

7-4 Measure of Operational Risk Capital - AMA

7-5 Measure of Operational Risk Capital - SMA

7-6 Potential Biased

7-7 Reducing Operational Risk

7-8 Insurance

8-1 Stress Testing Versus VaR and ES

8-2 Choosing Scenarios

8-3 Stress Testing

8-4 Governance

8-5 Basel Stress-Testing Principles

9-1 Treasury Bills and Treasury Bonds

9-2 The Law of One Price and Arbitrage

9-3 Discount Factors From Coupon-Bearing Bonds

10-1 Measuring Interest Rates

10-2 Spot Rates

10-3 Par Rates

10-4 Forward Rates

10-5 Properties of Spot, Forward, and Par rates

10-6 Other Rates

10-7 Flattening and Steepening Term Structures

11-1 Realized Return and Spread

11-2 Yield to Maturity

11-3 Return Decomposition

12-1 Yield Duration

12-2 Curve Duration

12-3 Convexity

12-4 Constructing Portfolio

13-1 Principal Components Analysis

13-2 Key Rate 01S

13-3 Bucketing Approach

14-1 One-step Tress

14-2 Two-step Trees

14-3 Risk Neutral Valuation

14-4 Valuation of Options

14-5 Altered Binomial Model

14-6 Binomial Trees

15-1 The Black-Scholes-Merton Model

16-1 Greeks

官方机考系统简介

2023年一级考纲变化

CFA考前注意事项

1. 金融英语--伦理道德部分

2.金融英语--数量分析

3.金融英语--经济学

4.金融英语--财务报表分析

5.金融英语--公司金融

6. 金融英语--资产组合管理

7.金融英语--股权投资

8. 金融英语--固定收益

9.金融英语--衍生品

10. 金融英语--其他类投资

1.指数与对数(1)

2.指数与对数(2)

3.等比数列

4.统计度量(1)

5.统计度量(2)

6.统计度量(3)

7.导数

8.假设检验

9.数量分析框架

1 .财务计算器使用概述

2.货币的时间价值功能和摊销功能

3 .现金流计算功能

4.债券计算功能

5.折旧计算功能

6.统计计算功能

7.计算器其他功能和考试推荐设置

1 - 财报重要性及会计要素

2 - 三大财务报表

3 - 复式记账法与会计基础

4 - 财报分析方法及应用案例

0-1 Introduction

M1-1 Rates and Returns

M1-2 Rates and Returns

M2-1 The Time Value of Money in Finance

M2-2 The Time Value of Money in Finance

M3-1 Statistical Measures of Asset Returns

M3-2 Statistical Measures of Asset Returns

M4 Probability Trees and Conditional Expectations

M5-1 Portfolio Mathematics

M5-2 Portfolio Mathematics

M6-1 Simulation Methods

M6-2 Simulation Methods

M7 Estimation and Inference

M8-1 Hypothesis Testing

M8-2 Hypothesis Testing

M9 Parametric and Non-Parametric Tests of Independence

M10-1 Simple Linear Regression

M10-2 Simple Linear Regression

M11 Introduction to Big Data Techniques

Introduction

M1-1 Introduction

M1-2 Profit Maximization Production Breakeven, Shutdown and Economies of Scale

M1-3 Introduction to Market Structures

M1-4 Monopolistic Competition

M1-5 Oligopoly

M1-6 Determining Market Structure

M2-1 Overview of the Business Cycle

M2-2 Credit Cycles

M2-3 Economic Indicators over the Business Cycle

M3-1 Introduction to Monetary and Fiscal Policy&Roles and Objectives of Fiscal Policy

M3-2 Fiscal Policy Tools

M3-3 Fiscal Policy Implementation

M4-1 Role of Central Banks

M4-2 Monetary Policy Tools and Monetary Transmission

M4-3 Monetary Policy Objectives

M4-4 Interaction of Monetary and Fiscal Policy

M5-1 National Governments and Political Cooperation

M5-2 Forces of Globalization

M5-3 International Trade Organizations

M5-4 Assessing Geopolitical Actors and Risk

M5-5 The Tools of Geopolitics

M5-6 Geopolitical Risk and the Investment Process

M6-1 Benefits and Costs of Trade

M6-2 Trade Restrictions and Agreements—Tariffs, Quotas, and Export Subsidies

M6-3 Trading Blocs and Regional Integration

M7-1 The Foreign Exchange Market and Exchange Rates

M7-2 Exchange Rate Regimes Ideals and Historical Perspective

M7-3 Capital Restrictions

M8 Cross-Rate Calculations&Forward Rate Calculations

0-1 Corporate Issuers Overview

M1-1 Organizational Forms, Corporate Issuer Features, and Ownership

M1-2 Organizational Forms, Corporate Issuer Features, and Ownership

M1-3 Organizational Forms, Corporate Issuer Features, and Ownership

M1-4 Organizational Forms, Corporate Issuer Features, and Ownership

M2-1 Investors and Other Stakeholders

M2-2 Investors and Other Stakeholders

M2-3 Investors and Other Stakeholders

M2-4 Investors and Other Stakeholders

M3-1 Corporate Governance- Conflicts, Mechanisms, Risks, and Benefits

M3-2 Corporate Governance- Conflicts, Mechanisms, Risks, and Benefits

M3-3 Corporate Governance- Conflicts, Mechanisms, Risks, and Benefits

M3-4 Corporate Governance- Conflicts, Mechanisms, Risks, and Benefits

M4-1 Working Capital and Liquidity

M4-2 Working Capital and Liquidity

M4-3 Working Capital and Liquidity

M4-4 Working Capital and Liquidity

M5-1 Capital Investments and Capital Allocation

M5-2 Capital Investments and Capital Allocation

M5-3 Capital Investments and Capital Allocation(1)

M5-3 Capital Investments and Capital Allocation(2)

M5-4 Capital Investments and Capital Allocation

M5-5 Capital Investments and Capital Allocation

M6-1 Capital Structure

M6-2 Capital Structure

M6-3 Capital Structure

M6-4 Capital Structure

M7-1 Business Models

M7-2 Business Models

M7-3 Business Models

0-1 Introduction

M1-1 Introduction to Financial Statement Analysis

M1-2 Introduction to Financial Statement Analysis

M1-3 Introduction to Financial Statement Analysis

M2-1 Analyzing Income Statements

M2-2 Analyzing Income Statements

M2-3 Analyzing Income Statements

M3 Analyzing Balance Sheets

M4-1 Analyzing Statements of Cash Flows I

M4-2 Analyzing Statements of Cash Flows I

M5 Analyzing Statements of Cash Flows II

M6-1 Analysis of Inventories

M6-2 Analysis of Inventories

M7-1 Analysis of Long-Lived Assets

M7-2 Analysis of Long-Lived Assets

M7-3 Analysis of Long-Lived Assets

M8-1 Topics in Long-Term Liabilities and Equity

M8-2 Topics in Long-Term Liabilities and Equity

M8-3 Topics in Long-Term Liabilities and Equity

M9-1 Analysis of Income Taxes

M9-2 Analysis of Income Taxes

M10 Financial Reporting Quality

M11-1 Financial Analysis Techniques

M11-2 Financial Analysis Techniques

M12-1 Introduction to Financial Statement Modeling

M12-2 Introduction to Financial Statement Modeling

0-1 Introduction

M1-1 Introduction

M1-2 Main Functions of the Financial Market

M1-3 Intermediaries of Financial Market

M1-4 Classification of assets and markets(1)

M1-4 Classification of assets and markets(2)

M1-5 Positions in an asset

M1-6 Instructions of transaction processes

M1-7 Well functioned financial market

M2-1 Introduction of security market index

M2-2 Calculation of Index Values over Multiple Time Periods

M2-3 Index Construction(1)

M2-3 Index Construction(2)

M2-4 Index Management Rebalancing and Reconstitution

M2-5 Uses of Market Indexes

M2-6 Equity indexes

M2-7 Fixed-income indexes

M2-8 Indexes for Alternative Investments

M3-1 The Concept of Market Efficiency

M3-2 Factors Affecting Market Efficiency

M3-3 Forms of Market Efficiency

M3-4 Implications of the Efficient Market Hypothesis

M3-5 Market Anomalies

M3-6 Behavioral Finance

M4-1 Characteristics of Equity Securities

M4-2 Private Versus Public Equity Securities

M4-3 Non-Domestic Equity Securities

M4-4 Risk and Return Characteristics

M4-5 Equity and Company Value

M5-1 Introduction

M5-2 Company Research Reports

M5-3 Determining the Business Model

M5-4 Revenue Analysis

M5-5 Operating Profitability and Working Capital Analysis

M5-6 Capital Investments and Capital Structure

M6-1 Introduction

M6-2 Uses of Industry Analysis

M6-3 Industry Classification

M6-4 Industry Survey

M6-5 Industry Structure and External Influences

M6-6 Competitive Positioning

M7-1 Introduction

M7-2 Forecast Objects, Principles, and Approaches

M7-3 Forecasting Revenues

M7-4 Forecasting Operating Expenses and Working Capital

M7-5 Forecasting Capital Investments and Capital Structure

M7-6 Scenario Analysis

M8-1 Estimated value and market price

M8-2 Categories of Equity Valuation Models

M8-3 Discounted cash flow models(1)

M8-3 Discounted cash flow models(2)

M8-4 Multiplier models

M8-5 Asset-based valuation

0-1 Introduction

M1-1 Introduction

M1-2 Features of Fixed-Income Securities

M1-3 Bond Indentures and Covenants

M2-1 Introduction

M2-2 Fixed-Income Cash Flow Structures

M2-3 Fixed-Income Contingency Provisions

M2-4 Legal, Regulatory, and Tax Considerations

M3-1 Introduction

M3-2 Fixed-Income Segments, Issuers, and Investors

M3-3 Fixed-Income Indexes

M3-4 Primary and Secondary Fixed-Income Markets

M4-1 Introduction

M4-2 Short-Term Funding Alternatives

M4-3 Repurchase Agreements

M4-4 Long-Term Corporate Debt

M5-1 Introduction

M5-2 Sovereign Debt

M5-3 Sovereign debt issuance and trading

M5-4 Non-Sovereign, Quasi-Government, and Supranational Agency Debt

M6-1 Introduction

M6-2 Bond Pricing and the Time Value of Money

M6-3 Relationships between Bond Prices and Bond Features

M6-4 Matrix Pricing

M7-1 Introduction

M7-2 Periodicity and Annualized Yields

M7-3 Other Yield Measures, Conventions, and Accounting for Embedded Options

M7-4 Yield Spread Measures for Fixed-Rate Bonds and Matrix Pricing

M8-1 Introduction

M8-2 Yield and Yield Spread Measures for Floating-Rate Notes

M8-3 Yield Measures For Money Market Instruments

M9-1 Introduction

M9-2 Maturity Structure of Interest Rates and Spot Rates

M9-3 Par and Forward Rates

M9-4 Spot, Par, And Forward Yield Curves

M10-1 Introduction

M10-2 Sources of Return From Investing In a Fixed-rate Bond

M10-3 Investment Horizon and Interest Rate Risk

M10-4 Macaulay Duration

M11-1 Introduction

M11-2 Modified Duration

M11-3 Money Duration and Price Value of a Basis Point

M11-4 Properties of Duration

M12-1 Introduction

M12-2 Bond Convexity and Convexity Adjustment

M12-3 Bond Risk and Return Using Duration and Convexity

M12-4 Portfolio Duration and Convexity

M13-1 Introduction

M13-2 Curve-Based Interest Rate Risk Measures

M13-3 Bond Risk and Return Using Curve-Based Duration

M13-4 Key Rate Duration as a Measure of Yield Curve Risk

M13-5 Empirical Duration

M14-1 Introduction

M14-2 Sources of Credit Risk

M14-3 Credit Rating Agencies and Credit Ratings

M14-4 Factors Impacting Yield Spreads

M15-1 Introduction

M15-2 Sovereign Credit Analysis

M15-3 Non-Sovereign Credit Risk

M16-1 Introduction

M16-2 Assessing Corporate Creditworthiness

M16-3 Financial Ratios in Corporate Credit Analysis

M16-4 Seniority Rankings, Recovery Rates, and Credit Ratings

M17-1 Introduction

M17-2 The Benefits of Securitization

M17-3 The securitization process

M18-1 Introduction

M18-2 Covered Bonds

M18-3 ABS Structures To Address Credit Risk

M18-4 Non-mortgage asset-backed securities

M18-5 Collateralized Debt Obligations

M19-1 Introduction

M19-2 Time Tranching

M19-3 Mortgage Loans And Their Characteristic Features

M19-4 Residential Mortgage-Backed Securities (RMBS)

M19-5 Commercial Mortgage-Backed Securities (CMBS)

M1-1 Introduction

M1-2 Derivative Features

M1-3 Derivatives Underlyings

M1-4 Derivative markets

M2-1&2 Forwards

M2-3 Futures(1)

M2-3 Futures(2)

M2-4 Swaps

M2-5 Options(1)

M2-5 Options(2)

M2-6 Credit derivatives

M3-1 Introduction &2 Derivative Benefits

M3-3 Derivative Risks

M3-4 Issuer Use Of Derivatives

M3-5 Investor Use Of Derivatives

M4-1 Introduction & 2 Arbitrage

M4-3 Replication

M4-4 Costs and Benefits Associated with Owning the Underlying

M5-1&2 Introduction &Pricing and Valuation of Forward Commitments

M5-3 Pricing and Valuation of Interest Rate Forward Contracts

M6-1&2&3 Pricing of Futures Contracts at Inception

M6-4 Interest Rate Futures versus Forward Contracts

M6-5 Forward and Futures Price Differences

M7-1&2 Swaps Vs. Forwards

M7-3 Swap Values And Prices

M8-1&2&3 Option Exercise Value

M8-4&5&6&7 Replication

M8-8 Factors Affecting Option Value

M9-1&2 Put–Call Parity

M9-3&4&5 Option Strategies Based on Put–Call Parity

M10-1&2&3 The Binomial Model

M10-4 Pricing a European Call Option

M10-5 Risk Neutrality

M1-1 Alternative Investment Features, Methods, and Structures

M1-2 Alternative Investment Features, Methods, and Structures

M2 Alternative Investment Performance and Returns

M3 Investments in Private Capital- Equity and Debt

M4 Real Estate and Infrastructure

M5 Natural Resources

M6 Hedge Funds

M7 Introduction to Digital Assets

0-1 Introduction

M1-1 Utility Theory and Indifference Curves

M1-2 Efficient Frontier

M1-3 Capital Allocation Line and Capital Market Line

M2-1 Return Generating Models

M2-2 Capital Asset Pricing Model & Security Market Line

M2-3 Portfolio Performance Appraisal Measures

M3-1 Step in The Portfolio Management Process

M3-2 Types of Investors

M3-3 The Asset Management Industry

M3-4 Pooled Investment Products

M4-1 Portfolio Planning

M4-2 Portfolio Construction

M5-1 Behavioral Bias

M5-2 Behavioral Finance and Market Behavior

M6-1 Risk Management Framework

M6-2 Risk Categories

M6-3 Measuring and Modifying Risk

M1-1 Ethics and Professionalism

M1-2 Challenges、Ethical vs. Legal、Decision-Making Frameworks

M1-3 summary

M2 Code of Ethics and Standards of Professional Conduct

M3-1 I(A)Knowledge of the Law

M3-2 I(B)Independence and Objectivity-Guidance

M3-3 I(B)Independence and Objectivity-Case

M3-4 I(C)Misrepresentation-Guidance

M3-5 I(C)Misrepresentation-Cases

M3-6 I(D)Misconduct

M3-7 Ⅱ(A)Material NonpublicInformation-Guidance

M3-8 Ⅱ(A)Material Nonpublic Information-Cases

M3-9 Ⅱ(B)Market Manipulation

M3-10 III(A)Loyalty, Prudence and Care-Guidance

M3-11 III(A)Loyalty, Prudence and Care-Case

M3-12 III(B)Fair dealing

M3-13 III(C)Suitability

M3-14 III(D)Performance Presentation

M3-15 III(E)Preservation of Confidentiality

M3-16 IV(A)Loyalty-Guidance

M3-17 IV(A)Loyalty-Cases

M3-18 IV(B)Additional Compensation Arrangements

M3-19 IV(C)Responsibilities of Supervisors

M3-20 V(A)Diligenceand Reasonable basis-Guidance

M3-21 V(A)Diligenceand Reasonable basis-Cases

M3-22 V(B)Communication with clients+V(C)Record Retention

M3-23 VI(A)Disclosure of Conflicts

M3-24 VI(B)Priorityof Transaction+VI(C)Referral Fees

M3-25 VII(A)Conduct as members and candidates

M3-26 VII(B)Reference to CFAInstitute, Designation and Program

M4 Introduction to the Global Investment

M5-1 Ethics Application

M5-2 Ethics Application

M5-3 Ethics Application

M5-4 Ethics Application

M5-5 Ethics Application

Module 1-1 The Time Value of Money

Module 1-2 The Time Value of Money

Module 1-3 The Time Value of Money

Module 2-1 Organizing, Visualizing, and Describing Data

Module 2-2 Organizing, Visualizing, and Describing Data

Module 2-3 Organizing, Visualizing, and Describing Data

Module 2-4 Organizing, Visualizing, and Describing Data

Module 2-5 Organizing, Visualizing, and Describing Data

Module 3-1 Probability Concepts

Module 3-2 Probability Concepts

Module 3-3 Probability Concepts

Module 4-1 Common Probability Distributions

Module 4-2 Common Probability Distributions

Module 4-3 Common Probability Distributions

Module 5-1 Sampling and Estimation

Module 5-2 Sampling and Estimation

Module 5-3 Sampling and Estimation

Module 6-1 Hypothesis Testing

Module 6-2 Hypothesis Testing

Module 7-1 Introduction to Linear Regression

Module 7-2 Introduction to Linear Regression

Module 7-3 Introduction to Linear Regression

overview

M1-1 Topics in Demand and Supply Analysis

M1-2 Topics in Demand and Supply Analysis

M1-3 Topics in Demand and Supply Analysis

M1-4 Topics in Demand and Supply Analysis

M1-5 Topics in Demand and Supply Analysis

M2-1 The Firm and Market Structures

M2-2 The Firm and Market Structures

M2-3 The Firm and Market Structures

M3-1 Aggregate Output, Prices, and Economic Growth

M3-2 Aggregate Output, Prices, and Economic Growth

M3-3 Aggregate Output, Prices, and Economic Growth

M3-4 Aggregate Output, Prices, and Economic Growth

M4-1 Understanding Business Cycles

M4-2 Understanding Business Cycles

M4-3 Understanding Business Cycles

M4-4 Understanding Business Cycles

M5-1 Monetary and Fiscal Policy

M5-2 Monetary and Fiscal Policy

M6 Introduction to Geopolitics

M7-1 International Trade and Capital Flows

M7-2 International Trade and Capital Flows

M1-1 Introduction to Financial Statement Analysis

M1-2 Introduction to Financial Statement Analysis

M1-3 Introduction to Financial Statement Analysis

M1-4 Introduction to Financial Statement Analysis

M1-5 Introduction to Financial Statement Analysis

M2 Financial Reporting Standards

M3-1 Understanding Income Statements

M3-2 Understanding Income Statements

M3-3 Understanding Income Statements

M3-4 Understanding Income Statements

M3-5 Understanding Income Statements

M4 Understanding Balance Sheets

M5-1 Understanding Cash Flow Statements

M5-2 Understanding Cash Flow Statements

M5-3 Understanding Cash Flow Statements

M6-1 Financial Analysis Techniques

M6-2 Financial Analysis Techniques

M7-1 Inventories

M7-2 Inventories

M7-3 Inventories

M8-1 Long-Lived Assets

M8-2 Long-Lived Assets

M8-3 Long-Lived Assets

M8-4 Long-Lived Assets

M9-1 Income taxes

M9-2 Income taxes

M10-1 Long-Term Liabilities

M10-2 Long-Term Liabilities

M10-3 Long-Term Liabilities

M11 Financial reporting quality

M12 Applications of Financial Statement Analysis

overview

M1-1 Corporate Structures and Ownership

M1-2 Corporate Structures and Ownership

M1-3 Corporate Structures and Ownership

M1-4 Corporate Structures and Ownership

M2-1 Introduction to Corporate Governance and Other ESG Considerations

M2-2 Introduction to Corporate Governance and Other ESG Considerations

M3-1 Business Models & Risks

M3-2 Business Models & Risks

M4-1 Capital Investments

M4-2 Capital Investments

M5-1 Working Capital & Liquidity

M5-2 Working Capital & Liquidity

M5-3 Working Capital & Liquidity

M6-1 Cost of Capital-Foundational Topics

M6-2 Cost of Capital-Foundational Topics

M7-1 Capital Structure

M7-2 Capital Structure

M8-1 Measure of Leverage

M8-2 Measure of Leverage

Module 1-1 Functions + Intermediaries

Module 1-2 Classification of assets (1)

Module 1-3 Classification of assets (2)

Module 1-4 Classification of markets

Module 1-5 Long & Short positions

Module 1-6 Leveraged position

Module 1-7 BidAsk + Order (1)

Module 1-8 Order (2)

Module 2-1 Price & Total return

Module 2-2 Index construction (1)

Module 2-3 Index construction (2)

Module 2-4 Security market indexes

Module 3-1 Forms of market efficiency

Module 3-2 Market anomalies

Module 3-3 Behavioral biases

Module 4-1 Common & Preferred shares

Module 4-2 PE + Depository receipts

Module 4-3 Risk & Return of equity

Module 5-1 Industry classification

Module 5-2 Pricing power + Industry life cycle

Module 5-3 Company analysis

Module 6-1 Dividend

Module 6-2 GGM

Module 6-3 Multistage DDM

Module 6-4 FCFE

Module 6-5 Price multiplier

Module 6-6 EV + Asset-based valuation

Module 1-1 Basic features of a fixed-income security

Module 1-2 Bond indenture

Module 1-3 Principal Repayment Structures

Module 1-4 Coupon payment Structure

Module 1-5 Callable bonds

Module 1-6 Putable、Convertible、Warrants

Module 2-1 Classification of Fixed-Income Markets

Module 2-2 Primary and Secondary Bond Markets，Bond of different issuers

Module 2-3 Corporate Debt and Structured financial instruments

Module 2-4 Short-term funding alternatives available to banks

Module 3-1 Bond Pricing with a single discount rate

Module 3-2 Flat Price, Accrued Interest, and the Full Price

Module 3-3 Matrix pricing，Yield measures for fixed-rate bonds

Module 3-4 Yield Measures for Floating-Rate Notes ,Money Market Instruments

Module 3-5 Yield Curve--Forward rates and spot rates

Module 3-6 Yield Spreads--G-spread,I spread,Z spread,OAS

Module 4-1 Benefits of securitization, Structure of a Securitization

Module 4-2 Residential mortgage-backed securities

Module 4-3 Agency RMBS—Mortgage Pass-through securities

Module 4-4 Agency RMBS—Collateralized mortgage obligation

Module 4-5 Commercial mortgage backed securities (CMBS)

Module 4-6 Collateralized Debt Obligations (CDO) and Covered bonds

Module 5-1 Computing annualized holding period return

Module 5-2 Yield Duration--Macaulay Duration and Modified Duration

Module 5-3 Approximate Modified Duration，Money Duration，PVBP，Effective Duration

Module 5-4 Portfolio Duration，Key rate duration

Module 5-5 Bond Convexity,Duration Gap,Credit and Liquidity Spread

Module 6-1 Credit Risk,Credit Risk,Credit Rating

Module 6-2 4C in credit analysis，Capacity、Collateral、Covenants、Character

Module 6-3 Factors influence yield spreads，Evaluating the credit

M1-1 Introduction

M1-2 Derivative Features

M1-3 Derivatives Underlyings

M1-4 Derivative markets

M2-1&2 Forwards

M2-3 Futures(1)

M2-3 Futures(2)

M2-4 Swaps

M2-5 Options(1)

M2-5 Options(2)

M2-6 Credit derivatives

M3-1 Introduction &2 Derivative Benefits

M3-3 Derivative Risks

M3-4 Issuer Use Of Derivatives

M3-5 Investor Use Of Derivatives

M4-1 Introduction & 2 Arbitrage

M4-3 Replication

M4-4 Costs and Benefits Associated with Owning the Underlying

M5-1&2 Introduction &Pricing and Valuation of Forward Commitments

M5-3 Pricing and Valuation of Interest Rate Forward Contracts

M6-1&2&3 Pricing of Futures Contracts at Inception

M6-4 Interest Rate Futures versus Forward Contracts

M6-5 Forward and Futures Price Differences

M7-1&2 Swaps Vs. Forwards

M7-3 Swap Values And Prices

M8-1&2&3 Option Exercise Value

M8-4&5&6&7 Replication

M8-8 Factors Affecting Option Value

M9-1&2 Put–Call Parity

M9-3&4&5 Option Strategies Based on Put–Call Parity

M10-1&2&3 The Binomial Model

M10-4 Pricing a European Call Option

M10-5 Risk Neutrality

M1-1 Introduction

M1-2 Investment methods

M1-3 Investment and compensation structures

M2-1 Performance Appraisal

M2-2 Calculating Fees and Returns

M3-1 Private Capital

M3-2 Real Estate

M3-3 Infrastructure

M3-4 Natural Resources

M3-5 Hedge Funds

M1-1 Portfolio management process+Types of investors

M1-2 The asset management industry+Pooled investment

M2-1 return measures+risk measures+portfolio risk

M2-2 Risk aversion and portfolio selection+ Efficient Frontier

M3-1 Capital Market Line+Systematic and Nonsystematic Risk+Beta

M3-2 CAPM+Portfolioperformanceappraisalmeasures

M4 Basic of Portfolio Planning and Construction

M5-1 BF —Cognitive error-Belief perseverance errors

M5-2 BF—Cognitive error-Information-processing biases+Emotional bias

M6-1 Risk Governance+Identification

M6-2 Measurement of market risk+Methods of risk modification

M7-1 Definitionand scope+Technical analysis tools

M7-2 TechnicalAnalysisTools

M8 Fintechin Investment Management

M1-1 Ethics and Professionalism

M1-2 Challenges、Ethical vs. Legal、Decision-Making Frameworks

M1-3 summary

M2-1 Code of Ethics and Standards of Professional Conduct

M3-1 I(A)Knowledge of the Law

M3-2 I(B)Independence and Objectivity-Guidance

M3-3 I(B)Independence and Objectivity-Case

M3-4 I(C)Misrepresentation-Guidance

M3-5 I(C)Misrepresentation-Cases

M3-6 I(D)Misconduct

M3-7 Ⅱ(A)Material NonpublicInformation-Guidance

M3-8 Ⅱ(A)Material Nonpublic Information-Cases

M3-9 Ⅱ(B)Market Manipulation

M3-10 III(A)Loyalty, Prudence and Care-Guidance

M3-11 III(A)Loyalty, Prudence and Care-Case

M3-12 III(B)Fair dealing

M3-13 III(C)Suitability

M3-14 III(D)Performance Presentation

M3-15 III(E)Preservation of Confidentiality

M3-16 IV(A)Loyalty-Guidance

M3-17 IV(A)Loyalty-Cases

M3-18 IV(B)Additional Compensation Arrangements

M3-19 IV(C)Responsibilities of Supervisors

M3-20 V(A)Diligenceand Reasonable basis-Guidance

M3-21 V(A)Diligenceand Reasonable basis-Cases

M3-22 V(B)Communication with clients+V(C)Record Retention

M3-23 VI(A)Disclosure of Conflicts

M3-24 VI(B)Priorityof Transaction+VI(C)Referral Fees

M3-25 VII(A)Conduct as members and candidates

M3-26 VII(B)Reference to CFAInstitute, Designation and Program

M4-1 Introduction to the Global Investment

M5-1 Ethics Application

M5-2 Ethics Application

M5-3 Ethics Application

M5-4 Ethics Application

M5-5 Ethics Application

会计师事务所——管理咨询

会计师事务所——审计

会计师事务所——税务

风险咨询

500强企业——内审

500强企业财务工作前景

1.投行简要介绍

2.投行起源与发展

3.投行业务类型

4.投行招聘与规划

金融机构——私募

1 - 行研简要介绍

2 - 行研工作内容

3 - 行研薪酬体系

4 - 行研招聘要求

金融机构——资产管理

1.介绍

2.引入篇-西洋跳棋&国际跳棋

3.引入篇-围棋&AlphaZero

4.原理篇-大数据(1)

5.原理篇-大数据(2)

6.原理篇-人工智能

7.原理篇-区块链

8.未来篇-AI带来的变化

9.未来篇-AI的风险

10.未来篇-AI的个人应对

职场形象与商务礼仪

赢在简历

四大招聘流程简介

Excel商务运用技巧

教你做出眼前一亮的PPT

高效办公的Word必修课

M1-1 Wind数据库介绍

M1-2 Wind数据库介绍

M1-3 Wind数据库介绍

M1-4 Wind数据库介绍

M1-5 Wind数据库介绍

M1-6 Wind数据库介绍

M1-7 Wind数据库介绍

M2-1 权益研究重点功能

M2-2 权益研究重点功能

M3-1 债券研究-交易重点功能

M3-2 债券研究-交易重点功能

M3-3 债券研究-交易重点功能

M4 基金研究重点功能

M5 组合管理

大学生最值得参加的商赛实训

拒绝拖延 高效学习

1-1 安装

1-2 前导

1-3 编写第一个程序-Hello World

1-4 随堂练习

5 - Python 中的函数

1-6 随堂练习

1-7 一个稍微复杂的程序示例-Chaos

1-8 随堂练习和第一章总结

2-1 示例程序——汇率换算

2-2 程序要素——名称

2-3 随堂练习

2-4 程序要素——表达式

2-5 程序要素——输出语句

2-6 程序要素——赋值语句

2-7 随堂练习

2-8 程序要素——确定循环

2-9 示例程序——计算终值

2-10 随堂练习

2-11 第二章总结

3-1 Python 中数值类型

3-2 类型的转换

3-3 随堂练习

3-4 Python 中的 Math 库

5 - 原地运算

3-6 第三章总结

4.1 索引和切片

4-2 随堂练习

4-3 字符串的操作

4-4 示例程序——生成用户名

4-5 示例程序——月份缩写

4-6 Python 中的列表

4-7 示例程序——月份缩写（升级版）

4-8 列表与字符串

4-9 随堂练习

4-10 字符串编码

4-11 示例程序——编码器

4-12 字符串方法

4-13 示例程序——编码器

4-14 长字符串

4-15 格式化输出

4-16 文件处理