Does Gaskill violate the Standard relating to market manipulation with her interviews and speaking engagements?

A No

B Yes, by engaging in information-based manipulation

C Yes, by engaging in transaction-based manipulation


解析:

A.Correct because Gaskill does not violate Standard II(B) Market Manipulation. Market manipulation includes (1) the dissemination of false or misleading information and (2) transactions that deceive or would be likely to mislead market participants by distorting the price-setting mechanism of financial instruments. Standard II(B) is not intended to preclude transactions undertaken on legitimate trading strategies based on perceived market inefficiencies. The intent of the action is critical to determining whether it is a violation of this standard. In this case, there is no evidence that Gaskill is spreading false information or that the trades are intended to distort market prices.


B.Incorrect because Gaskill does not violate Standard II(B) Market Manipulation. Market manipulation includes the dissemination of false or misleading information. The intent of the action is critical to determining whether it is a violation of this standard. In this case, there is no evidence that Gaskill is spreading false information.


C.Incorrect because Gaskill does not violate Standard II(B) Market Manipulation. Market manipulation includes transactions that deceive or would be likely to mislead market participants by distorting the price-setting mechanism of financial instruments. Standard II(B) is not intended to preclude transactions undertaken on legitimate trading strategies based on perceived market inefficiencies. The intent of the action is critical to determining whether it is a violation of this standard. In this case, there is no evidence that the trades are intended to distort market prices.