CFA一级伦理道德说难也不难,需要考生的理解,是基础的记忆知识点,主要你掌握了CFA道德知识,这些题是不难的,那你会不会做呢?坚持下去,一定能拿下CFA道德的!

Which of the following statements about the Standard on misconduct is most accurate?

A  Misconduct applies only to a member or candidates professional activities.

B  Neglecting to perform due diligence when required is an example of misconduct.

C  member or candidate commits misconduct by engaging in any illegal activity.

这道题就是CFA一级道德的考题,看看你知道考察的是什么呢?能不能想起你学习的知识呢?

【答案及解析】B  Failing to act when required by ones professional obligations, such as neglecting to perform due diligence related to an investment recommendation, violates Standard I(D) Misconduct. Acts a member commits outside his professional capacity are misconduct if they reflect poorly on the member or candidates honesty, integrity, or competence (e.g., theft or fraud).Violations of the law that do not reflect on the member or candidates honesty, integrity, or competence (e.g., an act related to civil  disobedience) are not necessarily regarded as misconduct.

【核心词汇】Misconduct:渎职行为

是指CFA会员的任何欺诈、诱骗、不是的行为,或者任何有悖于其职业声誉和公正性行为。