备考CFA考试考生是不是刷题了？不管是备考一级还是二三级考试，考生需要在备考阶段刷题的，每年的考生都要做题！今天跟着小编一起看看CFA考试题！
1、Which of the following statements about the Standard on misconduct is most accurate？
A.Misconduct applies only to a member or candidate's professional activities.
B.Neglecting to perform due diligence when required is an example of misconduct.
C.A member or candidate commits misconduct by engaging in any illegal activity.
【答案】B
【解析】Failing to act when required by one's professional obligations，such as neglecting to perform due diligence related to an investment recommendation，violatesStandard I（D）Misconduct.Acts a member commits outside his professional capacity are misconduct if they reflect poorly on the member or candidate's honesty，integrity，or competence（e.g，theft or fraud）.Violations of the law that do not reflect on the member or candidate's honesty，integrity，or competence（e.g.，an act related to civil disobedience）are not necessarily regarded as misconduct.
2、Ed Ingus，CFA，visits the headquarters and main plant of Bullitt Company and observes that inventories of unsold goods appear unusually large.From the CFO，he learns that a recent increase in returned items may result in earnings for the current quarter that are below analysts'estimates.Based on his visit，Ingus changes his recommendation on Bulitt to"Sell."Has Ingus violated the Standard concerning material nonpublic information？
A.Yes.
B.No，because the information he used is not material.
C.No，because his actions are consistent with the mosaic theory.
【答案】A
【解析】The statement from the CFO about the current quarter's earnings is material nonpublic information.Ingus violated Standard II（A）Material NonpublicInformation by acting or causing others to act on it.
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